Associate Director of Compliance and Operations

col-narrow-left   

Job ID:

230294

Reference No.:

ADOCO1

Minimum Education Level:

Bachelor Degree

Minimum Total Years of Experience:

5 Years

Job Level:

Middle

Company Benefits:

Competitive pay, Discretionary bonus, Medical plan, MPF
col-narrow-right   

Industry:

Financial Services

Job Function:

Banking / Finance: Administrative

Job Location:

Hong Kong SAR

Employment Type:

Full Time

Preferred Language Skills:

English - Fluent

Posted:

05.31.2017
col-wide   

Job Summary:

Frontier Asia Capital Hong Kong (FACHK) Limited is an investment management company investing in Asia Pacific ex Japan markets.
We are looking for a self-motivated, focused individual with strong quantitative and analytical skills to help manage risk, compliance, and trading in our fund operations 
 
 

Job Description:

PRINCIPLE RESPONSIBILITIES
  1. Compliance/Regulatory
    • Manage regulatory relationships and comply with the reporting requirements of Ireland and Hong Kong securities regulators
    • Keep abreast of regulatory changes/updates from all relevant regulatory bodies
    • Ensure that the operating procedures comply with regulatory and company policies and requirements
    • Manage the risk control aspect of the investment process including risk analysis and implementation of risk measures
  2. Legal/Accounting
    • Review agreements and legal documents of the fund
    • Review financial statements prepared by the auditor
  3. Reports Preparation
    • Prepare monthly reports to investors
    • Provide attribution and other ad hoc reports to fund managers
    • Work with directors of the fund managed by FACHK (including preparing board meeting material)
  4. Daily operations tasks
  • Perform daily investment operations of trade booking, trade clearing and settlement
  • Ensure daily NAV is correctly calculated
  • Reconcile daily the fund’s cash balances and positions
  • Proactively review and streamline the operational work flow
  • Work with service providers such as legal advisors, administrator, custodians, and auditor
  • Assist in designing and implementing internal operational procedures and controls
 
SKILLS AND EXPERIENCE REQUIRED:
  • 5+ years of fund operation/administration experience
  • Experience with UCITS funds a plus
  • Good Excel skills
  • Strong quantitative skills
  • Excellent written and spoken English.  Mandarin not required.
  • University degree preferred
 
Compensation commensurate with experience; compensation package to include base salary and performance-based bonus. 
Company Info
Frontier Asia Capital Hong Kong Limited
12 Harcourt Road
Central, Hong Kong SAR

Phone: 21112291
Web Site: www.frontierasiacap.com

Company Profile



Company Info

Frontier Asia Capital Hong Kong Limited

Phone:
Web Site:

col-narrow-left   

Job ID:

230294

Reference No.:

ADOCO1

Minimum Education Level:

Bachelor Degree

Minimum Total Years of Experience:

5 Years

Job Level:

Middle

Company Benefits:

Competitive pay, Discretionary bonus, Medical plan, MPF
col-narrow-right   

Industry:

Financial Services

Job Function:

Banking / Finance: Administrative

Job Location:

Hong Kong SAR

Employment Type:

Full Time

Preferred Language Skills:

English - Fluent

Posted:

05.31.2017
col-wide   

Job Summary:

Frontier Asia Capital Hong Kong (FACHK) Limited is an investment management company investing in Asia Pacific ex Japan markets.
We are looking for a self-motivated, focused individual with strong quantitative and analytical skills to help manage risk, compliance, and trading in our fund operations 
 
 

Job Description:

PRINCIPLE RESPONSIBILITIES
  1. Compliance/Regulatory
    • Manage regulatory relationships and comply with the reporting requirements of Ireland and Hong Kong securities regulators
    • Keep abreast of regulatory changes/updates from all relevant regulatory bodies
    • Ensure that the operating procedures comply with regulatory and company policies and requirements
    • Manage the risk control aspect of the investment process including risk analysis and implementation of risk measures
  2. Legal/Accounting
    • Review agreements and legal documents of the fund
    • Review financial statements prepared by the auditor
  3. Reports Preparation
    • Prepare monthly reports to investors
    • Provide attribution and other ad hoc reports to fund managers
    • Work with directors of the fund managed by FACHK (including preparing board meeting material)
  4. Daily operations tasks
  • Perform daily investment operations of trade booking, trade clearing and settlement
  • Ensure daily NAV is correctly calculated
  • Reconcile daily the fund’s cash balances and positions
  • Proactively review and streamline the operational work flow
  • Work with service providers such as legal advisors, administrator, custodians, and auditor
  • Assist in designing and implementing internal operational procedures and controls
 
SKILLS AND EXPERIENCE REQUIRED:
  • 5+ years of fund operation/administration experience
  • Experience with UCITS funds a plus
  • Good Excel skills
  • Strong quantitative skills
  • Excellent written and spoken English.  Mandarin not required.
  • University degree preferred
 
Compensation commensurate with experience; compensation package to include base salary and performance-based bonus.